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Are the SEC violations concerning "free-riding" and "good-faith" applicable to Forex traders?

Can they trade with unsettled funds?

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  Answers  |  1

March 15, 2017

Hi Anonymous.

Check with your specific brokerage on their enforcement policies. Of course, your attorney should also be consulted for all legal matters.

As you know, the SEC takes regulation T violations and all violations very seriously. With Forex, the National Futures Association (NFA) is also involved.
Here is a link to their regulatory guide:
http://www.nfa.futures.org/NFA-compliance/publication-library/forex-regulatory-guide.pdf

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