James Pupillo

Managing Director, Partner - HighTower | Scottsdale

CIMA, CIMC, C(k)P, GFS, TFMC at Hightower Securities, Llc in Scottsdale, AZ

About

MISSION: Manage Preservation, Accumulation, Growth and Distribution of Investors' net equity GOAL: Provide Fiduciary Investment Advice with an Institutional, Concierge Client Experience PHILOSOPHY: "Balancing the Balance Sheet" Asset/Liability Approach to Portfolio Design VALUE PROPOSITION: Transform Complex Client Challenges into Practical Solutions Designed to Achieve their Goals, Ambitions and Fiduciary Obligations.

Address
14646 N Kierland Blvd Ste 125 in Scottsdale, AZ 85254
Info
Year started: 1987

Reviews

Peer Endorsements

Best Answers

Q&A
Asked by Beverly
Answered by Stephen Hartel, MBA, AIF in Denver, CO
Beverly, I think it is a good idea to think about retirement in two main categories. The first category is your living expenses. A simple rule of thumb is that you nee...
Q&A
Asked by Brian
Answered by Pamela J. Horack, , CFP®PRO+ in Lake Wylie, SC
Hi Brian! Here's a question for you - why would your insurance agent contact you to switch from a less expensive policy to a more expensive policy? Is he so thoughtful...
Q&A
Asked by Apryl
Answered by Charlie Donaldson, MBA in Newark, DE
Great question. "Most effective" is a tricky way to word this. Here's a few thoughts: 1. Are you referring to saving or investing? There's a HUGE difference. S...
3

Specialties

  • Equities
  • Mutual Funds
  • Retirement Planning
  • Risk Management
  • Other

Credentials

Licenses

Series 3
Series 7
Series 65

Associations

Institutional Investment Management Consultants Institute (IIMC)
Investment Management Consultants Association (IMCA)
Barron's Top 100 Consultants
The Plan Sponsor University (TPSU)
The Retirement Advisors University (TRAU)
National Association Plan Advisors (NAPA)
Barron's Top Institutional Consultants

Certifications

C(k)P
CIMA
CIMC
GFS
TFMC

Accomplishments

Awards

John Coggins Award
John Ellis Award
Tom Gorman Award

Publications

Problem Solver Profile
Analyzing Style Analysis
Is MPT Still Valid

Speaking Engagements

LDintelligence Boot Camp
Multiple Events-IMCA, APIC, ASPPA, NAPA, SuperBowl Indexing, Reg Rep, Barron's Top 100 Advisors, etc

Background

Experience

Investment Advisor
Managing Director, Partner
Managing Director, Partner
Adjunct Lecturer

Education

Indiana University-Bloomington
Wharton Executive Program
Wharton Executive Program
The Plan Sponsor University at UCLA