Carmen P. Calaway

Financial Advisor, Member: Registered Representative, Investment Adviser Representative, CA Life & Health Lic. No. 0D99854, FINRA & SIPC. Please feel free contact Carmen for free consultation e:ccalaway@ncsecurities.com T:714-460-5522.

Financial Adviser at Newport Coast Securities, Inc. in Tustin, CA

About

Carmen has been in the financial advisory services and life insurance business beginning with American Express Advisors in October of 2002. Ever since then her passion to assist clients with their financial planning & advisory services has been a part of her life. She is currently working as an independent Financial Advisor with Calaway & Associates Wealth Management. Securities and Advisory services offered through Newport Coast Securities, Inc. For client protection we are a member of Securitities Investor Protection Corporation (SIPC) and FINRA.

Address
2522 Chambers Rd. Exec. Suite 100 in Tustin, CA 92780
Info
Languages: English, Pilipino, Visayan and conversational Spanish.
Year started: 2002

Reviews

Dedicated Professional

Carmen has been our financial advisor since 2009 and we know her to be a person of integrity and extremely trustworthy. If our experiences with her are anything to go by, she’s very proactive in providing investment opportunities that would help us meet our financial goals. We would have no hesitation in recommending her.

Jim Kelly on Mar 26

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Peer Endorsements

Best Answers

Q&A
Asked by CJ
Answered by Carmen P. Calaway, Financial Adviser in Tustin, CA
Dear CJ, first of all the reason I may answer your question(s) because I am also lic and reg. in FL. For me to be able to answer your question, I need additional infor...
Q&A
Asked by Gail
Answered by Christopher Nesbitt, Insurance Agent in San Clemente, CA
Hi Gail, thanks for your question! Recommending how YOU should invest depends on a number of factors which can only be determined through a fairly comprehensive meeti...
3

Specialties

  • Annuities
  • Bonds & Fixed Income
  • Business Planning
  • Education Savings
  • Equities
  • Estate Planning
  • Life Insurance
  • Mutual Funds
  • Retirement Planning
  • Risk Management
  • Tax Advantaged Investments

Credentials

Licenses

Series 7
License # CA Life & Health 0D99854
Series 66
License # Registered Investment Adviser

Associations

International Wealth Management Group
FMCG Finance Mgmt Consultants Group
Filipino-American Chamber of Commerce

Certifications

Certified Payroll (Tax) Professional (CPP)

Exams

CPP
Series 7
Series 66
FPEP

Accomplishments

Awards

Centurion Awardee
Experience Sales Force (ESF)

Publications

Speaking Engagements

Seminar on Financial Planning

Background

Experience

Certified Payroll/Tax Professional (CPP)
Asst .Financial Advisor
Financial Consultant
Senior Financial Consultant/Investment Advisor
Financial Advisor
Financial Advisor

Education

Ateneo De Davao (Jesuit) University
Accrediting Association of the United States of America
Kaplan University